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All Form Types
All Forms Except 3,4,5, 144s
All Forms EXCEPT Ownership
Annual Reports - 10K
10-K - Annual Report
10-K/A - Amended Annual Report
10-K405 - Annual Report (Regulation S-K, item 405)
10-K405/A - Amended Annual Report (Regulation S-K, item 405)
10-KT - Annual Transition Report
10-KT/A - Annual Transition Report
10KSB - Annual Report (Small Business Issuers)
10KSB/A - Amended Annual Report (Small Business Issuers)
10KSB40 - Annual and Transition Reports
10KSB40/A - Annual and Transition Reports
10KT405 - Annual Transition Report
10KT405/A - Annual Transition Report
NT 10-K - Notification that Annual Report will be submitted late
NT 10-K/A - Amended Notification that Annual Report will be submitted late
NTN 10K - Notification that Annual Report will be submitted late
Annual Reports (Foreign) - 20-F
20-F - Annual and transition report of foreign private issuers filed pursuant to sections 13 or 15 (d) of the Securities Exchange Act.
20-F/A - Amendment to a previously filed 20-F.
40-F - Annual Report (foreign private issuer)
40-F/A - Amended Annual Report (foreign private issuer)
Quarterly Reports - 10Q
10-Q - Quarterly Report
10-Q/A - Amended Quarterly Report
10-QT - Quarterly Transition Report
10-QT/A - Amended Quarterly Transition Report
10QSB - Quarterly Report of Financial Condition
10QSB/A - Amended Quarterly Report of Financial Condition
NT 10-Q - Notification that Quarterly Report will be submitted late
NT 10-Q/A - Amended Notification that Quarterly Report will be submitted late
NTN 10Q - Notification that Quarterly Report will be submitted late
Current Events - 8K
6-K - Report of Foreign Issuer
6-K/A - Amended Report of Foreign Issuer
8-K - Unscheduled Material Events
8-K/A - Unscheduled Material Events
Proxies (Definitive) - DEF
DEF 14A - Proxy Statement (definitive)
DEF 14C - Information Statement - All Other (definitive)
DEF13E3 - Schedule (definitive)
DEFA14A - Additional Proxy Soliciting Materials (definitive)
DEFA14C - Additional Information (definitive)
DEFC14A - Proxy Statment - Contested Solicitations (definitive)
DEFM14A - Proxy Statement - Merger or Acquistion (definitive)
DEFM14C - Information Statement - Merger or Acquisition (definitive)
DEFN14A - Proxy Statement - Non-Management (definitive)
DEFR14A - Revised Proxy Soliciting Materials (definitive)
DEFR14C - Information Statement (definitive, revised)
DEFS14A - Proxy Statement - Special Meeting (definitive)
DEFS14C - Information Statement - Special Meeting (definitive)
Proxies (Preliminary) - PRE
PRE 14A - Proxy Statement (preliminary)
PRE 14C - Proxy Statement - Other Information (preliminary)
PRE13E3 - Initial statement (preliminary)
PREC14A - Proxy Statement - Contested Solicitations (preliminary)
PREM14A - Proxy Statement - Merger or Acquistion (preliminary)
PREM14C - Information Statement - Merger or Acquisition (preliminary)
PREN14A - Proxy Statements not involving Contested Solicitations (preliminary)
PRER14A - Proxy Soliciting Materials (revised)
PRER14C - Information Statements (revised)
PRES14A - Proxy Statement - Notice of Special Meeting (preliminary)
PRES14C - Information Statement - Special Meeting (preliminary)
Insider(3,4,5,144) - INSDR
144 - Report of proposed sale of securities
144/A - Amended report of proposed sale of securities
3 - Initial Statement of Beneficial Ownership
3/A - Amended Statement of Beneficial Ownership
4 - Statement of Changes in Beneficial Ownership
4/A - Amended Statement of Changes in Beneficial Ownership
5 - Annual Statement of Changes in Beneficial Ownership
5/A - Amended Annual Statement of Changes in Beneficial Ownership
Institutional Ownership - 13F
13F-E/A - Quarterly Reports by Institutional Manager
13F-HR - Form 13F Holdings Report
13F-HR/A - Form 13F Holdings Report
13F-NT - Form 13F Cover Page
13F-NT/A - Form 13F Cover Page
Mutual Funds
485APOS - Post-Effective Amendment (investment company, rule 485(a))
485BPOS - Post-Effective Amendment (investment company, rule 485(b))
485BXT - Designate a new effective date for a post-effective amendment previously filed pursuant to Rule 485(a)
486APOS - Filed under the 1933 Act only or under both the 1933 and 1940 Acts: Pursuant to Rule 486(a)
486BPOS - Filed under the 1933 Act only or under both the 1933 and 1940 Acts: Pursuant to Rule 486(b)
497 - Definitive materials filed by investment companies.
N-30D - Annual and Semi-annual Report (registered investment company)
N-CSR
N-CSR/A
N-CSRS - Certified annual shareholder report for management investment companies
N-CSRS/A - Certified annual shareholder report for management investment companies (amended)
N-Q - Quarterly report of portfolio holdings for management investment companies
N-Q/A - Quarterly report of portfolio holdings for management investment companies (amended)
N-PX - Annual report of proxy voting record for management investment companies
POS AMI - Post-effective amendments
Ownership Statements
SC 13D - Statement of Beneficial Ownership
SC 13D/A - Amended Statement of Beneficial Ownership
SC 13G - Statement of Ownership
SC 13G/A - Amended Statement of Ownership
SC 13E1 - Statement of Ownership
SC 13E1/A - Statement of Ownership
SC 13E3 - Statement of Ownership: Private Transaction
SC 13E3/A - Amended Statement of Ownership: Private Transaction
SC 13E4 - Statement of Ownership: Tender Offer
SC 14D1 - Statement of Ownership: Tender Offer
SC 14D1/A - Statement of Ownership: Tender Offer
SC 14D9 - Statement of Ownership: Solicitation
SC 14D9/A - Amended Statement of Ownership: Solicitation
SC 14F1 - Statement regarding change in majority of directors pursuant to Rule 14f-1
SC 14F1/A - Amended statement regarding change in majority of directors pursuant to Rule 14f-1
SC TO-C - Written communication relating to an issuer or third party
SC TO-T - Tender offer statement by Third Party
SC TO-T/A - Amended tender offer statement by Third Party
SC TO-I - Tender offer statement by Issuer
SC TO-I/A - Amended tender offer statement by Issuer
Registration Statements
424A - Prospectus filed pursuant to Rule 424(a)
424B1 - Prospectus filed pursuant to Rule 424(b)(1)
424B2 - Prospectus filed pursuant to Rule 424(b)(2)
424B3 - Prospectus filed pursuant to Rule 424(b)(3)
424B4 - Prospectus filed pursuant to Rule 424(b)(4)
424B5 - Prospectus filed pursuant to Rule 424(b)(5)
424B7 - Prospectus filed pursuant to Rule 424(b)(7)
424B8 - Prospectus filed pursuant to Rule 424(b)(8)
F-1 - Securities Registration (foreign private issuer)
F-1/A - Securities Registration (foreign private issuer) (amended)
POS AM - Post-Effective Amendment to Registration Statement
POS462B - Post-effective amendment to proposed Securities Act Rule 462(b) registration statement
RW - Withdrawal of Registration Statement
S-1 - Securities Registration Statement
S-1/A - Securities Registration Statement
S-11 - Securities Registration: Real Estate Company
S-11/A - Securities Registration: Real Estate Company
S-11MEF - Registration of Additional Securities (up to 20%)
S-1MEF - Registration of Additional Securities (up to 20%)
S-2 - Securities Registration Statement (alternate form)
S-2/A - Securities Registration Statement (alternate form)
S-20 - Securities Registration: Options
S-20/A - Securities Registration: Options
S-2MEF - Registration of Additional Securities (up to 20%)
S-3 - Securities Registration Statement (simplified form)
S-3/A - Securities Registration Statement (simplified form)
S-3D - Registration of Securities Pursuant to Dividend
S-3D/A - Amended Registration of Securities Pursuant to Dividend
S-3DPOS - Post-Effective Amendment to an S-3D filing
S-3MEF - Registration of Additional Securities (up to 20%)
S-4 - Securities Registration: Business Combination
S-4 POS - Post-Effective Amendment to an S-4EF filing
S-4EF - Securities Registration: Bank, S and L, or Holding Company
S-4EF/A - Post-effective amendment to Securities Registration: Bank, S and L, or Holding Company
S-4MEF - Registration pursuant to Securities Act Rule 462(b) of up to an additional 20% of securities for an offering that was registered on a Form S-4
S-6 - Securities Registration: Unit Investment Trust
S-6/A - Securities Registration: Unit Investment Trust
S-8 - Securities Registration: Employee Benefit Plan
S-8 POS - Post-Effective Amendment to an S-8 filing
SB-1 - Securities Registration: Small Business
SB-1/A - Securities Registration: Small Business (amended)
SB-1MEF - Registration of Additional Securities (up to 20%): Small Business
SB-2 - Securities Registration: Small Business
SB-2/A - Securities Registration: Small Business (amended)
SB-2MEF - Registration of Additional Securities (up to 20%): Small Business
8-A12B - Registration of certain classes of securities
8-A12B/A - Registration of certain classes of securities (Amended)
8-A12G - Registration of certain classes of securities
8-A12G/A - Registration of certain classes of securities (Amended)
8-B12B - Registration of securities of certain successor issuers
8-B12B/A - Registration of securities of certain successor issuers (Amended)
8-B12G - Registration of securities of certain successor issuers
8-B12G/A - Registration of securities of certain successor issuers (Amended)
8A12BEF - Registration of listed debt securities
8A12BT - Registration of listed debt securities
8A12BT/A - Registration of listed debt securities (Amended)
Registration Statements (Foreign)
F-1 - Registration statement for certain foreign private issuers.
F-1/A - This filing is a pre-effective amendment to an F-1 filing.
F-1MEF - Registration of up to an additional 20% of securities for an offering filed on an F-1.
F-2 - Registration statement for certain foreign private issuers.
F-2/A - Amendment to a previously filed F-2.
F-2D - Registration of securities pursuant to dividend or interest reinvestment plans (foreign).
F-2DPOS - Post-effective amendments to a previously filed F-2D.
F-2MEF - Registration pursuant to Securities Act Rule 462(b) of up to an additional 20% of securities for an offering that was registered on a Form F-2.
F-3MEF - Registration pursuant to Securities Act Rule 462(b) of up to an additional 20% of securities for an offering that was registered on a Form F-3
F-4MEF - Registration pursuant to Securities Act Rule 462(b) of up to an additional 20% of securities for an offering that was registered on a Form F-4
F-9MEF - Registration pursuant to Securities Act Rule 462(b) of up to an additional 20% of securities for an offering that was registered on a Form F-9.
F-3 - Registration statement for certain foreign private issuers offered pursuant to certain types of transactions.
F-3/A - Amendment to a previously filed F-3.
F-3D - Registration statement for certain foreign private issuers offered pursuant to dividend or pursuant to dividend or interest reinvestment plans.
F-3DPOS - Amendment to a previously filed F-3D.
F-4 - Securities Registration (foreign private issuer)
F-4/A - Amendment to a previously filed F-4.
F-6 - Registration of depository shares evidenced by American Depository Receipts. Filing to become effective other than immediately upon filing.
F-6/A - Amendment to a previously filed F-6.
F-6 POS - Post-effective amendment to a previously filed F-6.
F-6EF - Registration of depositary shares evidenced by American Depository Receipts. Filing to become effective immediately upon filing.
F-6EF/A - Amendment to a previously filed F-6EF.
Registration Withdrawal
RW - Withdrawal of Registration Statement
AW - Withdrawal of Registration Statement (ammendment)
15-12G - Termination of Registration of a Class of Security under Section 12(g)
15-12G/A - Amended Termination of Registration of a Class of Security under Section 12(g)
15-15D - Termination of Registration of a Class of Security under Section 13 and 15(d)
15-15D/A - Amended Termination of Registration of a Class of Security under Section 13 and 15(d)
15-12B - Termination of Registration of a Class of Security under Section 12(b)
15-12B/A - Amended Termination of Registration of a Class of Security under Section 12(b)
24F-2TM - Termination of Registration (investment company)
Foreign Company Filings
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